Unclaimed
Neil Christopher Lilley is a financial professional with over 20 years of experience in the industry. He currently works for Janus Henderson Distributors US LLC and is registered with FINRA as a general securities representative and holds Series 6, 7 and SIE licenses. Neil has also held previous positions with Foreside Fund Services, LLC, ICON Distributors, Inc., Eaton Vance Distributors, Inc., and Putnam Retail Management Limited Partnership. Neil's expertise includes investment company products, variable contracts, and general securities. He holds registrations in Colorado, District of Columbia, Florida, Maryland, New York and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
05/30/2017 - Present
Janus Henderson Distributors US LLC (DENVER CO)
ME
10/23/2012 - 06/01/2017
FORESIDE FUND SERVICES, LLC (PORTLAND ME)
CO
09/27/2007 - 10/09/2012
ICON DISTRIBUTORS, INC. (GREENWOOD VILLAGE CO)
MA
05/14/2004 - 08/22/2007
EATON VANCE DISTRIBUTORS, INC. (BOSTON MA)
MA
01/31/2003 - 05/17/2004
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)
BC
Issued 04/17/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/2014
Series 7 - General Securities Representative Examination
BC
Issued 01/30/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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