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Neil Christian Buhl

First Command Brokerage Services, Inc.

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About Neil Christian Buhl

Neil Christian Buhl is a financial advisor with over 24 years of experience in the financial services industry. Neil is currently registered with First Command Brokerage Services, Inc. and previously worked with Horace Mann Investors, Inc., TIAA-CREF Individual & Institutional Services, LLC, AXA Advisors, LLC, Vanguard Marketing Corporation, and American Express Financial Advisors Inc.. Neil holds several professional licenses including Series 66, Series 65, Series 63, Series 24, SIE and Series 7.

Firm Information

Neil Buhl is currently registered with First Command Brokerage Services, Inc.. First Command Brokerage Services, Inc. is a Corporation formed in 1958 and is registered in 52 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

172

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Neil Buhl’s Registration & Firm History

TX

05/11/2022 - Present

First Command Brokerage Services, Inc. (FORT WORTH TX)

IL

02/07/2017 - 06/30/2018

HORACE MANN INVESTORS, INC. (SPRINGFIELD IL)

NC

05/01/2007 - 11/10/2016

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CHARLOTTE NC)

GA

03/12/2001 - 12/14/2006

AXA ADVISORS, LLC (ALPHARETTA GA)

PA

09/21/1999 - 01/08/2001

VANGUARD MARKETING CORPORATION (MALVERN PA)

MN

12/03/1993 - 10/21/1999

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

12/03/1993 - 10/21/1999

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BOTH

Issued 05/12/2015

Series 66 - Uniform Combined State Law Examination

IA

Issued 08/21/1995

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/22/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/16/2004

Series 24 - General Securities Principal Examination

BC

Issued 06/30/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/22/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Neil Christian Buhl.
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