Unclaimed
Neil Christian Buhl is a financial advisor with over 24 years of experience in the financial services industry. Neil is currently registered with First Command Brokerage Services, Inc. and previously worked with Horace Mann Investors, Inc., TIAA-CREF Individual & Institutional Services, LLC, AXA Advisors, LLC, Vanguard Marketing Corporation, and American Express Financial Advisors Inc.. Neil holds several professional licenses including Series 66, Series 65, Series 63, Series 24, SIE and Series 7.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
05/11/2022 - Present
First Command Brokerage Services, Inc. (FORT WORTH TX)
IL
02/07/2017 - 06/30/2018
HORACE MANN INVESTORS, INC. (SPRINGFIELD IL)
NC
05/01/2007 - 11/10/2016
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CHARLOTTE NC)
GA
03/12/2001 - 12/14/2006
AXA ADVISORS, LLC (ALPHARETTA GA)
PA
09/21/1999 - 01/08/2001
VANGUARD MARKETING CORPORATION (MALVERN PA)
MN
12/03/1993 - 10/21/1999
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
12/03/1993 - 10/21/1999
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 05/12/2015
Series 66 - Uniform Combined State Law Examination
IA
Issued 08/21/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/22/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/16/2004
Series 24 - General Securities Principal Examination
BC
Issued 06/30/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/22/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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