Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neil? Claim Your ProfileNeil Carr is a registered representative with Northwestern Mutual Investment Services, LLC, having joined the firm in May 2024. Neil has been in the financial services industry since February 2022. Neil holds Series 7TO, SIE and Series 66 licenses and has been registered in Indiana since June 2024. Prior to joining Northwestern Mutual Investment Services, LLC, Neil worked with MML Investors Services, LLC, J.P. Morgan Securities LLC and Massachusetts Mutual Life Insurance Co. Neil is located in Indianapolis and can be reached at the Northwestern Mutual Investment Services, LLC office located at 600 E 96th St Ste 120, Indianapolis, IN 46240.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
IN
06/12/2024 - Present
Northwestern Mutual Investment Services, LLC (INDIANAPOLIS IN)
IN
06/30/2023 - 03/28/2024
J.P. MORGAN SECURITIES LLC (FISHERS IN)
IN
08/25/2022 - 05/18/2023
MML INVESTORS SERVICES, LLC (Indianapolis IN)
BOTH
Issued 10/21/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/15/2022
Series 7TO - General Securities Representative Examination
BC
Issued 03/21/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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