Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neil? Claim Your ProfileNeil Campbell Stone is a financial advisor with Stifel, Nicolaus & Company, Inc. Neil has been working in the financial services industry since 1997. Neil has experience in providing financial planning, pension consulting, educational seminars, and portfolio management services. Neil is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 3, 7, 63, and 65 licenses, as well as the Securities Industry Essentials (SIE) exam. Neil is also registered in 19 states and has a Series 65 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
12/04/2015 - Present
Stifel, Nicolaus & Company, Inc. (HOUSTON TX)
TX
01/07/2013 - 12/04/2015
BARCLAYS CAPITAL INC. (HOUSTON TX)
NY
09/01/1998 - 01/09/2013
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
10/03/1996 - 05/29/1998
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 12/30/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/24/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/05/1998
Series 3 - National Commodity Futures Examination
BC
Issued 04/18/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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