Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neil? Claim Your ProfileNeil Zipfel is an active investment advisor representative registered in Ohio with Ameriprise Financial Services, LLC. Neil has been in the financial industry since June 27, 2004. Neil currently works in the Worthington office of Ameriprise Financial Services, LLC. Neil has previously worked at J.J.B. HILLIARD, W.L. LYONS, LLC, and FIFTH THIRD SECURITIES, INC. Neil holds the Series 63, 9, 10, and 7 licenses. Neil provides financial planning, pension consulting, and asset allocation services to individuals, corporations, businesses, high-net-worth individuals, trusts, estates, insurance companies, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
OH
01/04/2018 - Present
Ameriprise Financial Services, LLC (Worthington OH)
OH
04/26/2005 - 01/10/2018
J.J.B. HILLIARD, W.L. LYONS, LLC (Grandview Heights OH)
OH
05/26/2004 - 03/23/2005
FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)
BC
Issued 06/08/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/14/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/10/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/25/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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