Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neil? Claim Your ProfileNeil C. Murphy is a financial professional with over 18 years of experience in the financial services industry. Neil C. Murphy is currently registered with Fidelity Brokerage Services LLC and has held a Series 7, Series 24, Series 3, Series 4, Series 9, Series 10, Series 55, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NH
10/21/2004 - Present
Fidelity Brokerage Services LLC (MERRIMACK NH)
BC
Issued 10/26/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/19/2019
Series 24 - General Securities Principal Examination
BC
Issued 06/12/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/14/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/07/2006
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/03/2007
Series 3 - National Commodity Futures Examination
BC
Issued 11/16/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/20/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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