Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neil? Claim Your ProfileNeil Butler is a financial advisor with over 18 years of experience in the industry. Neil is registered with Wells Fargo Advisors Financial Network, LLC and has been with them since 2013. Neil is also registered in 30 states and territories for broker-dealer and investment advisory services. Prior to joining Wells Fargo Advisors Financial Network, LLC, Neil was registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Neil specializes in providing investment consulting services to institutional clients, as well as financial planning and portfolio management for both individuals and businesses. Neil holds a Series 63, 65, 7, and 24 securities license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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WA
04/17/2013 - Present
Wells Fargo Advisors Financial Network, LLC (MERCER ISLAND WA)
WA
10/21/2004 - 04/01/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BELLEVUE WA)
IA
Issued 12/01/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/05/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/21/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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