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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neil? Claim Your ProfileNeil Bowie Duncan is a financial advisor with Transamerica Retirement Advisors, LLC. Neil has been working in the financial services industry since 2000. Neil is registered with the state of Colorado as an Investment Advisor Representative. Neil has a strong background in investments and financial planning. Neil is committed to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CO
07/20/2022 - Present
Transamerica Retirement Advisors, LLC (Denver CO)
CO
07/10/2020 - 11/02/2021
EQUITABLE ADVISORS, LLC (LAKEWOOD CO)
CA
06/06/2019 - 07/30/2019
CHALICE CAPITAL PARTNERS, LLC (SAN DIEGO CA)
CO
12/26/2018 - 04/30/2019
ALPS DISTRIBUTORS, INC. (DENVER CO)
CO
10/04/2011 - 01/06/2017
CHARLES SCHWAB & CO., INC. (LONE TREE CO)
IA
06/10/2008 - 05/21/2010
PRINCIPAL FUNDS DISTRIBUTOR, INC. (DES MOINES IA)
NY
06/07/2007 - 05/01/2008
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NJ
05/02/2006 - 05/01/2007
AIG SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)
TN
09/11/2002 - 05/01/2006
JACKSON NATIONAL LIFE DISTRIBUTORS, INC. (FRANKLIN TN)
CO
08/30/2000 - 08/16/2002
TRANSAMERICA CAPITAL, INC. (DENVER CO)
NY
03/02/1999 - 08/15/2000
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
IA
Issued 02/10/2021
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 12/12/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/03/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/02/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/06/2017
SIE - Securities Industry Essentials Examination
BC
Issued 06/14/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 05/21/2001
Series 7 - General Securities Representative Examination
BC
Issued 03/01/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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