Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neil? Claim Your ProfileNeil Blair Walters is a financial advisor with Ameriprise Financial Services, LLC. Neil has over 20 years of experience in the financial services industry. Neil is registered to provide investment advice in 30 states, and has a Series 7, Series 10, Series 9, Series 31 and Series 65 licenses. Prior to joining Ameriprise Financial Services, LLC, Neil worked at Ameriprise Advisor Services, Inc. and Edward Jones. Neil specializes in providing financial planning, asset allocation services, pension consulting, and educational seminars. Neil offers a variety of investment services, including portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
10/05/2009 - Present
Ameriprise Financial Services, LLC (AUSTIN TX)
TX
01/21/2005 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (AUSTIN TX)
MO
01/01/2002 - 01/25/2005
EDWARD JONES (ST. LOUIS MO)
IA
Issued 03/10/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/31/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/05/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/01/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/10/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 12/24/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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