Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neil? Claim Your ProfileNeil Mohaghegh is an investment advisor representative at Merrill Lynch, Pierce, Fenner & Smith Inc., based in Seattle, Washington. Neil has been in the financial industry since March 19, 2009 and has held previous positions at J.P. Morgan Securities LLC, Chase Investment Services Corp., and AXA Advisors, LLC. Neil holds the Series 66, Series 7, and SIE licenses. Neil also owns and operates an LLC, importing furniture from Vietnam and distributing it in the United States.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WA
07/21/2014 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SEATTLE WA)
WA
10/01/2012 - 12/31/2013
J.P. MORGAN SECURITIES LLC (FREELAND WA)
WA
10/23/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (EDMONDS WA)
WA
04/21/2008 - 06/12/2009
AXA ADVISORS, LLC (BELLEVUE WA)
BOTH
Issued 05/02/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/18/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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