Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neil? Claim Your ProfileNeil Axelrod is a financial professional with over 29 years of experience in the securities industry. Neil is currently registered with TP Icap Global Markets Americas LLC. Prior to joining TP Icap Global Markets Americas LLC, Neil was registered with ICAP Securities USA LLC, BGC Financial, L.P., Pierpont Securities LLC, and J.P. Morgan Securities Inc. Neil holds Series 63, SIE, and Series 7 licenses and is currently registered with the states of New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/21/2018 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
08/20/2018 - 06/30/2023
ICAP SECURITIES USA LLC (NEW YORK NY)
NY
03/12/2012 - 12/20/2017
BGC FINANCIAL, L.P. (NEW YORK NY)
NY
04/05/2010 - 01/31/2012
PIERPONT SECURITIES LLC (NEW YORK NY)
NY
10/01/2008 - 04/01/2010
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
02/12/1996 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
01/18/2001 - 05/01/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
MD
07/15/1993 - 02/12/1996
CHASE SECURITIES, INC. (NEW YORK MD)
BC
Issued 04/19/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/24/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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