Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neil? Claim Your ProfileNeil Cain is a financial advisor with LPL Financial LLC. Neil has been in the financial services industry since August 2006. Neil's previous experience includes working with Next Financial Group, Inc. and SagePoint Financial, Inc. Neil is a CERTIFIED FINANCIAL PLANNER™ professional and holds FINRA Series 66, 7, and SIE licenses. Neil is registered to offer securities and investment advisory services in 37 states and the District of Columbia. Neil is also registered with the state of Florida as an Investment Advisor Representative. Neil's areas of expertise include financial planning, portfolio management, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
10/10/2024 - Present
LPL Financial LLC (CHEVY CHASE MD)
MD
06/19/2009 - 01/30/2015
NEXT FINANCIAL GROUP, INC. (BETHESDA MD)
MD
11/05/2007 - 06/23/2009
SAGEPOINT FINANCIAL, INC. (BETHESDA MD)
DC
07/11/2006 - 10/08/2007
CITIGROUP GLOBAL MARKETS INC. (WASHINGTON DC)
BOTH
Issued 12/12/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/10/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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