Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neil? Claim Your ProfileNeil Anthony somil Kotecha is a registered representative with Lazard Asset Management Securities LLC and has been in the industry since 2009. Neil Anthony somil Kotecha has a wide range of experience, having previously worked at firms such as Hightower Securities, LLC, BNY Mellon Securities Corporation, MBSC Securities Corporation and Linsco/Private Ledger Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
01/24/2024 - Present
Lazard Asset Management Securities LLC (NEW YORK NY)
IL
12/01/2020 - 12/09/2022
HIGHTOWER SECURITIES, LLC (CHICAGO IL)
NY
09/04/2018 - 06/14/2019
BNY MELLON SECURITIES CORPORATION (New York NY)
NY
10/08/2008 - 11/14/2016
MBSC SECURITIES CORPORATION (NEW YORK NY)
MA
08/28/2003 - 02/12/2007
LINSCO/PRIVATE LEDGER CORP. (BOSTON MA)
BOTH
Issued 02/24/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/19/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/09/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/03/2004
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 08/25/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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