Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neil? Claim Your ProfileNeil Auricchio is a registered representative with Joseph Stone Capital LLC in New York, NY. Neil has been in the securities industry since June 30, 2015, and holds FINRA Series 63 and 7 licenses, as well as the SIE and Series 65. Neil also has a Uniform Investment Adviser Law Examination. Neil is registered to sell securities in 18 states, including New York, California, Florida, and Texas. Neil was previously a registered representative with VCS Venture Securities from September 10, 2021 to February 11, 2022.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
07/01/2015 - Present
Joseph Stone Capital LLC (NEW YORK NY)
NY
09/10/2021 - 02/11/2022
VCS VENTURE SECURITIES (New York NY)
IA
Issued 12/18/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/02/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/01/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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