Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neil? Claim Your ProfileNeil Andrew Wallach is a financial professional with over 30 years of experience in the financial services industry. Currently, Neil is registered with Vanderbilt Securities, LLC. Prior to his current position, Neil was affiliated with a number of firms including Rampart Financial Services, Inc., Walnut Street Securities, Inc., Nathan & Lewis Securities, Inc., Jaron Equities Corp., Aetna Life Insurance and Annuity Company, Aetna Financial Services, Inc., Equico Securities, Inc. and The Equitable Life Assurance Society of the United States. Neil holds the Series 6, Series 63, Series 65, Series 6TO and SIE licenses. Neil is licensed to provide securities advice in New Jersey, New York and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/23/2014 - Present
Vanderbilt Securities, LLC (WOODBURY NY)
PA
01/06/2004 - 12/23/2013
RAMPART FINANCIAL SERVICES, INC. (DOYLESTOWN PA)
CA
08/01/2003 - 12/31/2003
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
NY
02/14/1995 - 08/01/2003
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
NY
06/18/1992 - 02/15/1995
JARON EQUITIES CORP. (HICKSVILLE NY)
CT
08/06/1987 - 05/25/1990
AETNA LIFE INSURANCE AND ANNUITY COMPANY (HARTFORD CT)
CT
08/06/1987 - 10/24/1989
AETNA FINANCIAL SERVICES, INC. (HARTFORD CT)
NA
03/06/1986 - 06/09/1987
WALNUT STREET SECURITIES, INC.
NA
02/01/1984 - 02/25/1986
EQUICO SECURITIES, INC.
NA
02/01/1984 - 02/24/1986
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
IA
Issued 09/23/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/06/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/31/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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