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Neil Andrew Mitchell

Jefferies LLC

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About Neil Andrew Mitchell

Neil Mitchell is a financial professional with over 35 years of experience in the industry. Neil is currently registered with Jefferies LLC and has been with the firm since September 2021. Neil previously worked with CREDIT SUISSE SECURITIES (USA) LLC and CITIGROUP GLOBAL MARKETS INC. Neil holds Series 7, 24, 63, 79TO and SIE licenses.

Firm Information

Neil Mitchell is currently registered with Jefferies LLC. Jefferies LLC is a Limited Liability Company formed on March 1, 2013, operating in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They are approved by the SEC and hold active registrations in all 53 jurisdictions.

Not reported

Assets Under Management

Not reported

Total Clients

446

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Neil Mitchell’s Registration & Firm History

FL

09/21/2021 - Present

Jefferies LLC (Palm Beach FL)

NY

09/08/2005 - 10/13/2021

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NY

11/28/1997 - 09/30/2005

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

07/23/1985 - 09/01/1998

SALOMON BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/18/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/16/1998

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/20/1985

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Neil Andrew Mitchell.
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