Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neil? Claim Your ProfileNeil Andrew Koepcke is a financial advisor at Stifel, Nicolaus & Company, Inc., with more than a decade of experience in the industry. Neil holds the Series 63, Series 7, and SIE licenses and has been registered to sell securities in sixteen states. He has been with Stifel, Nicolaus & Company, Inc. since June 2008, and prior to that, was with Piper Jaffray & Co. for a year. Neil's professional focus is on providing financial planning, portfolio management, and investment advice. He is committed to helping individuals and families reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MN
06/30/2008 - Present
Stifel, Nicolaus & Company, Inc. (WAYZATA MN)
MN
04/04/2007 - 07/10/2008
PIPER JAFFRAY & CO. (MINNEAPOLIS MN)
BC
Issued 08/27/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/02/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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