Unclaimed
Neil Andrew Higger is an investment advisor representative currently registered with Royal Fund Management, LLC. Neil has been in the industry since 1990. Neil is also a registered investment advisor in California and Texas. Neil previously worked for Centaurus Financial, Inc., Chubb Securities Corporation, and John Hancock Distributors, Inc. Neil has a Series 6, Series 63, and Series 65 license. Neil specializes in providing financial planning and portfolio management services to individuals and corporations. Neil is also a sub-advisor to other advisors. Neil's other business interests include Neil Higger LLC, a limited liability company that provides services strictly for 1099 income.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Sub-advisor to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
01/25/2024 - Present
Royal Fund Management, LLC (LADY LAKE FL)
CA
04/17/1996 - 04/24/1997
CENTAURUS FINANCIAL, INC. (ANAHEIM CA)
IN
02/03/1993 - 12/31/1994
CHUBB SECURITIES CORPORATION (FORT WAYNE IN)
MA
03/13/1990 - 06/11/1992
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
03/13/1990 - 06/11/1992
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
IA
Issued 10/19/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/28/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/12/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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