Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neil? Claim Your ProfileNeil Allen Branham is a financial professional with over seven years of experience in the industry. Neil is registered with L.j. Hart AND Co. in Missouri. Neil has passed the Series 50, Series 52, Series 63, and SIE exams. Neil is a Municipal Advisor Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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MO
03/17/2016 - Present
L.j. Hart AND Co. (St. Louis MO)
BC
Issued 12/03/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/23/2019
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/2016
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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