Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neil? Claim Your ProfileNeil Allen Bailey is an investment advisor representative with Ameriprise Financial Services, LLC. Neil is a registered representative with the state of Ohio. Neil has been in the securities industry since April 2008. Neil has held past roles with LPL FINANCIAL LLC, Silver Oak Securities, Incorporated and CFD INVESTMENTS, INC. Neil is a registered investment advisor representative in the state of Texas. Neil has Series 6, 7, and 63 licenses. Neil has been with Ameriprise Financial Services, LLC since March 2020.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
OH
11/30/2017 - Present
Ameriprise Financial Services, LLC (Cincinnati OH)
OH
05/29/2012 - 12/11/2017
LPL FINANCIAL LLC (CINCINNATI OH)
KY
11/23/2010 - 06/04/2012
SILVER OAK SECURITIES, INCORPORATED (FLORENCE KY)
OH
04/09/2008 - 11/22/2010
CFD INVESTMENTS, INC. (HILLIARD OH)
IA
Issued 11/01/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/24/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/05/2011
Series 7 - General Securities Representative Examination
BC
Issued 04/08/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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