Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neil? Claim Your ProfileNeil Ahluwalia is a financial professional registered with the state of California. Neil is currently employed by Jefferies LLC, where he has been working since January 2023. Neil has passed the Series 63, Series 79TO, and the SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
01/16/2023 - Present
Jefferies LLC (SAN FRANCISCO CA)
BC
Issued 01/21/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/16/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/06/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Neil Ahluwalia is the right advisor for you? Invested Better is here to help.
