Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neil? Claim Your ProfileNeil Aggiman Pritz is a financial professional with over 30 years of experience in the industry. Neil has worked with a variety of firms including BMO Capital Markets GKST INC., BANC OF AMERICA SECURITIES LLC and MESIROW FINANCIAL, INC.. Neil currently holds a series 50, 52, 53, 63, 7 and SIE license and is registered with Piper Sandler & Co. in the state of Illinois and Michigan.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
10/10/2015 - Present
Piper Sandler & Co. (Chicago IL)
IL
03/12/2009 - 10/19/2015
BMO CAPITAL MARKETS GKST INC. (CHICAGO IL)
IL
12/04/2002 - 03/17/2009
BANC OF AMERICA SECURITIES LLC (CHICAGO IL)
IL
02/08/2001 - 11/04/2002
MESIROW FINANCIAL, INC. (CHICAGO IL)
IL
01/23/1989 - 02/02/2001
BANC ONE CAPITAL MARKETS, INC. (CHICAGO IL)
NA
09/20/1988 - 10/28/1988
FIRST CHICAGO INVESTMENT SERVICES, INC.
NA
06/18/1987 - 08/18/1988
A. G. EDWARDS & SONS, INC.
BC
Issued 05/29/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/19/1989
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/08/2017
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 09/17/1988
Series 7 - General Securities Representative Examination
BC
Issued 06/04/1987
Series 52 - Municipal Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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