Unclaimed
Neil Adam Hyman is a financial professional with over 30 years of experience in the industry. Neil is currently registered with J.P. Morgan Securities LLC. Neil has previously been employed by BARCLAYS CAPITAL INC., SG COWEN SECURITIES CORPORATION, COWEN & CO., and MORGAN STANLEY & CO., INCORPORATED. Neil has passed the General Securities Principal Examination, the General Securities Representative Examination, the Securities Industry Essentials Examination, the Operations Professional Examination, and the General Securities Representative Examination. Neil is a licensed securities professional and has held various positions in the financial services industry. Neil specializes in various areas of financial services, including Portfolio Management for Individuals, Portfolio Management for Businesses, Financial Planning, Pension Consulting, and Selection of Other Advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
09/11/2020 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NY
08/27/2013 - 09/30/2019
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
07/01/1998 - 10/31/2002
SG COWEN SECURITIES CORPORATION (NEW YORK NY)
NY
06/18/1996 - 07/01/1998
COWEN & CO. (NEW YORK NY)
NY
11/08/1990 - 06/10/1996
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
BC
Issued 03/02/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/15/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/2013
Series 99 - Operations Professional Examination
BC
Issued 11/07/1990
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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