Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neil? Claim Your ProfileNeil Wentworth is a financial professional with over 30 years of experience in the securities industry. Neil is currently registered with Charles Schwab & CO., Inc. and holds multiple licenses including Series 7, 6, 24, 53, 9, 10, and SIE. Neil is a well-rounded financial professional with experience at various firms throughout their career including Arizona Capital Group, Inc., Corporate Securities Group, Inc., Principal Financial Securities, Inc., W.B. McKee Securities, Inc., Birchtree Financial Services, Inc., Olde Discount Corporation, Century Investors of America, Inc., Robert Thomas Securities, Inc, Liberty Securities Corporation, Chubb Securities Corporation, and BNL Securities Inc. Neil is registered in over 50 states and specializes in financial planning and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
CO
02/02/2000 - Present
Charles Schwab & CO., Inc. (Lone Tree CO)
AZ
08/03/1998 - 01/06/2000
ARIZONA CAPITAL GROUP, INC. (SCOTTSDALE AZ)
MO
09/25/1995 - 08/19/1998
CORPORATE SECURITIES GROUP, INC. (ST. LOUIS MO)
TX
07/15/1994 - 09/07/1995
PRINCIPAL FINANCIAL SECURITIES,INC. (DALLAS TX)
AZ
08/30/1991 - 07/14/1994
W.B. MCKEE SECURITIES, INC. (SCOTTSDALE AZ)
MN
04/16/1991 - 08/19/1991
BIRCHTREE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MI
03/11/1991 - 03/27/1991
OLDE DISCOUNT CORPORATION (DETROIT MI)
NA
06/19/1990 - 12/31/1990
CENTURY INVESTORS OF AMERICA, INC.
FL
12/20/1988 - 10/27/1989
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
NA
04/14/1987 - 12/22/1988
LIBERTY SECURITIES CORPORATION
NA
11/19/1986 - 04/16/1987
CHUBB SECURITIES CORPORATION
NA
05/16/1984 - 11/28/1986
BNL SECURITIES INC.
BC
Issued 05/15/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/13/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/13/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/01/1995
Series 24 - General Securities Principal Examination
BC
Issued 06/05/1992
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/1987
Series 7 - General Securities Representative Examination
BC
Issued 05/15/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Neil Wentworth is the right advisor for you? Invested Better is here to help.
