Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nehal? Claim Your ProfileNehal Chokshi is a financial professional with over a decade of experience in the industry. Nehal has held positions at several firms, including Maxim Group LLC, IRC Securities LLC, Southridge Investment Group LLC, and Thomas Weisel Partners LLC. Nehal is currently registered with Northland Securities, Inc. in both Minnesota and New York. Nehal is a Series 7, 63, 86, and 87 licensed representative. Nehal provides a range of financial services, including portfolio management, financial planning, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Research services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Negotiated
1
2
MN
03/13/2020 - Present
Northland Securities, Inc. (MINNEAPOLIS MN)
NY
10/14/2014 - 04/07/2020
MAXIM GROUP LLC (NEW YORK NY)
NY
12/21/2010 - 10/15/2014
IRC SECURITIES LLC (NEW YORK NY)
NY
05/11/2010 - 11/30/2010
SOUTHRIDGE INVESTMENT GROUP LLC (NEW YORK NY)
NY
06/30/2009 - 02/09/2010
SOUTHRIDGE INVESTMENT GROUP LLC (NEW YORK NY)
NY
02/22/2007 - 06/22/2009
THOMAS WEISEL PARTNERS LLC (NEW YORK NY)
BC
Issued 03/07/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/23/2007
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 03/12/2007
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 02/21/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
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