Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neha? Claim Your ProfileNeha Dixit is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc., and is licensed in California and Texas. Neha Dixit is active in the investment industry for over 4 years. Neha Dixit has Series 66, Series 7 and SIE exams and is registered with the Financial Industry Regulatory Authority (FINRA). Neha Dixit is also registered as an Investment Advisor Representative in California and Texas. Neha Dixit is specializes in providing financial advice to individuals, corporations and charitable organizations. Neha Dixit has experience working with clients who are seeking to manage their investments, plan for retirement, or save for other financial goals. Neha Dixit offers a range of financial services, including investment management, financial planning, and retirement planning. Neha Dixit works out of the Hollister, CA branch office.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
09/15/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (HOLLISTER CA)
BOTH
Issued 07/23/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/14/2022
Series 7TO - General Securities Representative Examination
BC
Issued 12/28/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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