Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neha? Claim Your ProfileNeha Hasmukh Vora is a financial professional with over 10 years of experience in the financial services industry. Neha is currently registered with Fidelity Brokerage Services LLC, a leading financial services firm. Neha has a broad range of experience in providing financial advice and investment services to individuals and families. Neha is also a registered principal with FINRA, a testament to her expertise and commitment to ethical standards. Prior to her current role, Neha was employed by NATIONAL FINANCIAL SERVICES LLC. Neha is committed to providing her clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
07/24/2013 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
TX
06/11/2013 - 07/02/2013
NATIONAL FINANCIAL SERVICES LLC (WESTLAKE TX)
BC
Issued 07/14/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/23/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/11/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/10/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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