Unclaimed
Neha Dasgupta is a financial professional with a focus on providing investment advice and guidance. Neha holds the Series 7TO, Series 63 and SIE licenses, and is registered to conduct business in all 50 states. She is currently affiliated with Fidelity Brokerage Services LLC and has been in the industry since August 2023. Neha is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
08/03/2023 - Present
Fidelity Brokerage Services LLC (DURHAM NC)
BC
Issued 08/21/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/03/2023
Series 7TO - General Securities Representative Examination
BC
Issued 06/20/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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