Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Negin? Claim Your ProfileNegin Banaei is a financial advisor with First Citizens Investor Services, Inc. Negin is a registered representative with the firm since April 2023 and is also a registered investment advisor. Prior to joining First Citizens, Negin worked at UnionBanc Investment Services, LLC, BANCWEST INVESTMENT SERVICES, INC., HSBC SECURITIES (USA) INC., and Wells Fargo Advisors, LLC. Negin has over 13 years of experience in the financial services industry. Negin has a Series 7, Series 66 and SIE licenses. Negin specializes in providing financial planning, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
05/04/2023 - Present
First Citizens Investor Services, Inc. (Pasadena CA)
CA
05/06/2019 - 04/26/2023
UNIONBANC INVESTMENT SERVICES, LLC (SAN DIEGO CA)
CA
08/27/2014 - 04/05/2019
BANCWEST INVESTMENT SERVICES, INC. (EL CAJON CA)
CA
04/09/2013 - 05/29/2014
HSBC SECURITIES (USA) INC. (CHULA VISTA CA)
PA
06/07/2010 - 03/12/2012
WELLS FARGO ADVISORS, LLC (RICHBORO PA)
CA
11/08/2007 - 04/27/2010
WELLS FARGO INVESTMENTS, LLC (LAGUNA NIGUEL CA)
BOTH
Issued 11/24/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/07/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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