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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neetul? Claim Your ProfileNeetul K Sharma is a financial advisor with Citigroup Global Markets Inc. Neetul Sharma has been a registered representative since 2011 and has worked with several firms including AXA Advisors, LLC, J.P. Morgan Institutional Investments Inc., Spire Securities, LLC and Capital One Investing, LLC. Neetul Sharma is licensed in several states including California, Florida and New York. Neetul Sharma holds several industry licenses including the Series 3, Series 4, Series 7, Series 24, Series 34, Series 52, Series 53, and Series 66. Neetul Sharma has earned the SIE exam certification and the Series 65 exam certification. Neetul Sharma specializes in financial planning, portfolio management for businesses and individuals, and investment advisory services for high-net-worth individuals and corporations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
06/02/2021 - Present
Citigroup Global Markets Inc. (NEW YORK NY)
VA
11/07/2016 - 06/11/2019
CAPITAL ONE INVESTING, LLC (MCLEAN VA)
VA
07/27/2015 - 10/17/2016
SPIRE SECURITIES, LLC (MCLEAN VA)
DE
04/01/2014 - 03/06/2015
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (NEWARK DE)
VA
12/14/2010 - 02/24/2011
AXA ADVISORS, LLC (FALLS CHURCH VA)
IA
Issued 06/30/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/09/2014
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 02/04/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/17/2015
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/15/2015
Series 4 - Registered Options Principal Examination
BC
Issued 04/16/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/12/2015
Series 52 - Municipal Securities Representative Examination
BC
Issued 06/27/2015
Series 3 - National Commodity Futures Examination
BC
Issued 04/01/2014
Series 7 - General Securities Representative Examination
BC
Issued 07/05/2011
Series 34 - Retail Off-Exchange FOREX Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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