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Neetu Mohindroo

Empower Financial Services, Inc.

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About Neetu Mohindroo

Neetu Mohindroo is a registered representative of Empower Financial Services, Inc. Neetu holds the Series 99TO and SIE licenses. Neetu has been in the financial services industry since October 7, 2021.

Firm Information

Neetu Mohindroo is currently registered with Empower Financial Services, Inc.. Empower Financial Services, Inc. is a Corporation formed in 1984-10-12. It is registered in 53 states and has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

1,120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Neetu Mohindroo’s Registration & Firm History

CO

10/08/2021 - Present

Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)

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Licenses & Designations

BC

Issued 10/08/2021

Series 99TO - Operations Professional Examination

BC

Issued 09/03/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Neetu Mohindroo.
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