linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Neerav Kumar Agrawal

Scotia Capital (usa) Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Neerav? Claim Your Profile

About Neerav Kumar Agrawal

Neerav Kumar Agrawal is a securities professional with over 17 years of experience in the financial services industry. Neerav has been registered with Scotia Capital (usa) Inc. since 2011 and has a Series 7, Series 24, and Series 63 license. Neerav is also a Registered Options Principal. Previously, Neerav was a Registered Representative at BNP Paribas Prime Brokerage, Inc. and Banc of America Securities LLC. Neerav holds a Series 99TO license.

Firm Information

Neerav Agrawal is currently registered with Scotia Capital (usa) Inc.. Scotia Capital (usa) Inc. is a corporation formed in 1939 and headquartered in the United States. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

108

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Neerav Agrawal’s Registration & Firm History

NY

09/14/2011 - Present

Scotia Capital (usa) Inc. (NEW YORK NY)

NY

08/19/2008 - 08/31/2011

BNP PARIBAS PRIME BROKERAGE, INC. (NEW YORK NY)

NY

07/14/2006 - 10/01/2008

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

IL

01/19/2004 - 07/13/2004

BANC ONE CAPITAL MARKETS, INC. (CHICAGO IL)

Not sure if Neerav Kumar Agrawal is right for you?

Licenses & Designations

BC

Issued 01/30/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/17/2019

Series 4 - Registered Options Principal Examination

BC

Issued 02/26/2019

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/16/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Neerav Kumar Agrawal.
Not sure if Neerav Kumar Agrawal is right for you?