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Neeraj Bhatia

NI Advisors

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About Neeraj Bhatia

Neeraj Bhatia is a Registered Investment Advisor (RIA) with Ni Advisors. Neeraj has been in the financial services industry since 2005, and has experience working with clients in California, Michigan, Texas, and Virginia. Neeraj Bhatia holds a Series 7, Series 6, Series 63, and Series 66 license. Neeraj Bhatia provides financial planning and portfolio management services to individual and high-net-worth clients. In addition to working with Ni Advisors, Neeraj is also President of Bhatia & Co, Inc. and Transnative Associates Inc. Neeraj Bhatia is also an attorney and sole proprietor of Bhatia Professional Law Corporation.

Firm Information

Neeraj Bhatia is currently registered with NI Advisors. NI Advisors is a registered investment advisor headquartered in California with a focus on financial planning, portfolio management for individuals, and selection of other advisors. They have been operating since 2005 and serve high-net-worth individuals and other individuals. They manage approximately $3.6 million in assets across 7 accounts.

$3.56M

Assets Under Management

Not reported

Total Clients

32

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Share fees with third party asset managers

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Neeraj Bhatia’s Registration & Firm History

CA

11/27/2017 - Present

NI Advisors (MILPITAS CA)

CA

03/03/2005 - 09/01/2005

WHITE PACIFIC SECURITIES, INC. (SAN FRANCISCO CA)

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Licenses & Designations

BOTH

Issued 11/27/2017

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/11/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/11/2016

Series 7 - General Securities Representative Examination

BC

Issued 03/02/2005

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Neeraj Bhatia.
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