Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neeraj? Claim Your ProfileNeeraj Arya is a financial advisor with LPL Financial LLC in FORT MILL, SC. Neeraj has been in the financial industry since 2005 and has experience with a variety of financial products and services, including stocks, bonds, mutual funds, and insurance. Neeraj is registered with the state of South Carolina and has a Series 7, Series 66, and SIE license. Previously, Neeraj was employed by Opus Trading Fund LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
02/22/2019 - Present
LPL Financial LLC (FORT MILL SC)
NY
09/26/2007 - 01/07/2008
OPUS TRADING FUND LLC (JERICHO NY)
NY
06/06/2006 - 07/06/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 02/19/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/21/2018
Series 7TO - General Securities Representative Examination
BC
Issued 11/03/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/01/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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