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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neeraj? Claim Your ProfileNeeraj Agarwal is a financial advisor with Cambridge Investment Research Advisors, Inc. Neeraj has been in the financial services industry since 2008. Neeraj holds the Series 6, Series 7, Series 63, and Series 65 licenses. Neeraj is also a Certified Financial Planner and a Chartered Financial Consultant. Neeraj has worked for several firms including Lincoln Financial Securities Corporation and Hornor, Townsend & Kent, Inc. Neeraj is registered in Florida, Minnesota, New York, Ohio, Texas, Virginia, and the Virgin Islands. Neeraj specializes in financial planning, portfolio management, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
VA
07/17/2023 - Present
Cambridge Investment Research Advisors, Inc. (VIRGINIA BEACH VA)
VA
11/30/2015 - 07/14/2023
LINCOLN FINANCIAL SECURITIES CORPORATION (VIRGINIA BEACH VA)
VA
01/08/2013 - 12/03/2015
HORNOR, TOWNSEND & KENT, INC. (VIRGINIA BEACH VA)
VA
04/03/2008 - 01/03/2013
WADDELL & REED, INC. (VIRGINIA BEACH VA)
IA
Issued 04/17/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/09/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/2016
Series 7 - General Securities Representative Examination
BC
Issued 04/02/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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