Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neema? Claim Your ProfileNeema Arya Shoja is a financial professional with experience in the securities industry. Neema is currently registered with Casey Securities LLC, and has previously worked at T3 Trading Group, LLC and J.P. Morgan Securities LLC. Neema is licensed to conduct securities business in the state of California. Neema has passed several industry exams including the Series 63, Series 6, Series 57 and the SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
07/15/2024 - Present
Casey Securities LLC (Greenbrae CA)
NY
03/27/2023 - 08/30/2023
T3 TRADING GROUP, LLC (NEW YORK NY)
CA
06/02/2021 - 08/22/2021
J.P. MORGAN SECURITIES LLC (SAN RAFAEL CA)
BC
Issued 06/17/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/27/2023
Series 57TO - Securities Trader Exam
BC
Issued 06/02/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/17/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq PHLX LLC
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