Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neelika? Claim Your ProfileNeelika Batta is a financial advisor at Wells Fargo Clearing Services, LLC, located in Beverly Hills, California. Neelika has been in the industry since 2015 and has a strong track record of providing financial advice to individuals and families. She holds Series 6, Series 63, Series 6TO, and SIE licenses. Neelika is dedicated to helping clients achieve their financial goals, whether it is saving for retirement, planning for college, or building wealth. Prior to joining Wells Fargo Clearing Services, LLC, Neelika worked at J.P. MORGAN SECURITIES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
06/05/2024 - Present
Wells Fargo Clearing Services, LLC (BEVERLY HILLS CA)
CA
10/19/2015 - 01/13/2021
J.P. MORGAN SECURITIES LLC (BEVERLY HILLS CA)
BC
Issued 06/21/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/31/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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