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Neela R Soman

Nylife Securities LLC

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About Neela R Soman

Neela R. Soman is a financial advisor with Nylife Securities LLC. Neela is a registered representative with FINRA and has been in the industry since 2010. She is licensed in several states, including New York, Maryland, North Carolina, and California. Neela holds the Series 6, Series 63, and SIE securities licenses. She can assist clients with investment company products, variable contracts, and other investment needs.

Firm Information

Neela Soman is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Neela Soman’s Registration & Firm History

NY

01/21/2010 - Present

Nylife Securities LLC (Uniondale NY)

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Licenses & Designations

BC

Issued 01/21/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/19/2010

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Neela R Soman.
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