Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neel? Claim Your ProfileNeel Ramon Kanna is a financial professional with over 10 years of experience in the financial services industry. Neel is currently registered with Wells Fargo Securities, LLC and has been with the firm since May 2015. Neel's prior experience includes roles at WELLS FARGO PRIME SERVICES, LLC and UBS SECURITIES LLC. Neel holds the Series 99 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/12/2015 - Present
Wells Fargo Securities, LLC (New York NY)
NY
04/29/2015 - 09/06/2018
WELLS FARGO PRIME SERVICES, LLC (NEW YORK NY)
NY
06/01/2012 - 04/24/2015
UBS SECURITIES LLC (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/30/2012
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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