Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neel? Claim Your ProfileNeel Ashish Hatwar is an investment banking professional, registered with FINRA and active in the securities industry since August 2022. Neel is currently employed by Mizuho Securities USA LLC and holds Series 79TO, Series 63, and SIE licenses. Neel is registered in all 50 states and the District of Columbia, Puerto Rico, and other U.S. territories.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
08/08/2022 - Present
Mizuho Securities USA LLC (NEW YORK NY)
BC
Issued 08/12/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/08/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 04/21/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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