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Needa Hazin

Kestra Investment Services, LLC

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About Needa Hazin

Needa Hazin is a financial advisor with Kestra Investment Services, LLC. Needa has been in the financial services industry for over 1 year and holds the Series 7, Series 63 and Series 65 licenses. Needa is registered with the state of New Jersey.

Firm Information

Needa Hazin is currently registered with Kestra Investment Services, LLC. Kestra Investment Services, LLC is a Limited Liability Company formed in September 2014 and is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 14 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

302

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Needa Hazin’s Registration & Firm History

NJ

10/31/2022 - Present

Kestra Investment Services, LLC (FAIRFIELD NJ)

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Licenses & Designations

BC

Issued 10/13/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/20/2024

Series 7TO - General Securities Representative Examination

BC

Issued 10/29/2022

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 07/09/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Needa Hazin. Review regulatory record here.
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