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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ned? Claim Your ProfileNed Sorley is a financial advisor with UBS Financial Services Inc. located in Wayzata, Minnesota. Ned has been in the financial services industry since 1985 and has a strong background in helping clients achieve their financial goals. Ned holds the Series 7, Series 63, and SIE licenses. Ned's focus is on providing personalized financial advice to individuals, families, and businesses. Ned is committed to helping clients understand their financial options and develop a plan that meets their specific needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MN
08/29/2003 - Present
UBS Financial Services Inc. (WAYZATA MN)
MO
07/01/2003 - 09/10/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
06/15/2000 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
MN
09/16/1987 - 06/19/2000
MILLER & SCHROEDER FINANCIAL, INC. (MINNEAPOLIS MN)
NA
09/25/1985 - 09/15/1987
PAINEWEBBER INCORPORATED
IA
Issued 08/12/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/27/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/1985
Series 7 - General Securities Representative Examination
Active
Inactive
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