Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ned? Claim Your ProfileNed Rule is a financial professional with over 20 years of experience in the industry. Ned is currently registered with Britehorn Securities and holds licenses for Series 7, Series 63, Series 66, and SIE. Ned has previously held positions at firms such as MAINSTREET CAPITAL PARTNERS, FEF DISTRIBUTORS, LLC, NEUBERGER BERMAN LLC, LEVCO SECURITIES, INC., BISYS FUND SERVICES LIMITED PARTNERSHIP, and FIFTH THIRD SECURITIES, INC. Ned is licensed in 21 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
12/10/2018 - Present
Britehorn Securities (Denver CO)
IN
09/30/2015 - 11/29/2017
MAINSTREET CAPITAL PARTNERS (Carmel IN)
NY
07/22/2010 - 09/02/2015
FEF DISTRIBUTORS, LLC (NEW YORK NY)
NY
06/27/2005 - 07/13/2010
NEUBERGER BERMAN LLC (NEW YORK NY)
NY
09/09/2002 - 06/24/2005
LEVCO SECURITIES, INC. (NEW YORK NY)
ME
05/01/2002 - 09/03/2002
BISYS FUND SERVICES LIMITED PARTNERSHIP (PORTLAND ME)
OH
03/27/1999 - 09/10/2001
FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)
OH
01/12/1998 - 03/27/1999
FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)
BOTH
Issued 02/02/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/03/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/29/2017
SIE - Securities Industry Essentials Examination
BC
Issued 01/09/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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