Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ned? Claim Your ProfileNed Franklin Lator is a registered representative with Calton & Associates, Inc. Ned has been in the securities industry since 1986. Ned's current role is as a financial advisor and Ned works primarily with individual investors and institutional clients. Ned's areas of expertise include financial planning, pension consulting, and portfolio management. Ned holds Series 4, 7, 24, 27, 63, 79TO, 99TO, and SIE licenses. Ned was previously a registered representative with IMS Securities, Inc., BLS Securities, LLC, NEO-STRATEGIES MARKETING ALLIANCES, INC., BROKERS TRANSACTION SERVICES, INC., and THE PRINCIPAL/EPPLER, GUERIN & TURNER, INC., and MAY & O'CONNOR CAPITAL INC. Ned is registered in California, Florida, Indiana, Michigan and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
TX
11/10/2017 - Present
Calton & Associates, Inc. (Houston TX)
TX
05/10/1994 - 11/09/2017
IMS SECURITIES, INC. (HOUSTON TX)
CA
08/19/1998 - 07/31/1999
BLS SECURITIES, LLC (BEVERLY HILLS CA)
NA
05/13/1994 - 12/21/1994
NEO-STRATEGIES MARKETING ALLIANCES, INC.
TX
05/08/1992 - 05/10/1994
BROKERS TRANSACTION SERVICES, INC. (DALLAS TX)
TX
05/20/1987 - 05/21/1992
THE PRINCIPAL/EPPLER, GUERIN & TURNER, INC. (DALLAS TX)
NA
04/30/1986 - 06/02/1987
MAY & O'CONNOR CAPITAL INC
BC
Issued 04/29/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/08/2004
Series 24 - General Securities Principal Examination
BC
Issued 03/25/1998
Series 27 - Financial and Operations Principal Examination
BC
Issued 07/15/1994
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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