Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neal? Claim Your ProfileNeal Young Lee is a financial advisor with Bahl & Gaynor Inc. Neal has been in the financial services industry since 2003. Neal has a Series 7, Series 6, Series 63, Series 65 and SIE license. Neal is registered to provide investment advice in the District of Columbia, Maryland, North Carolina, and Virginia. Neal has previous experience with Advisors Asset Management, Inc., Legg Mason Investor Services, LLC, Citigroup Global Markets Inc. and T. Rowe Price Investment Services, Inc.. Neal is also a registered representative with Quasar Distributors, LLC which is not affiliated with Bahl & Gaynor, Inc., or its affiliates.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
VA
02/29/2024 - Present
Bahl & Gaynor Inc. (Arlington VA)
CO
08/16/2006 - 07/06/2023
ADVISORS ASSET MANAGEMENT, INC. (MONUMENT CO)
CT
12/01/2005 - 08/03/2006
LEGG MASON INVESTOR SERVICES, LLC (STAMFORD CT)
NY
12/08/2004 - 12/01/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
MD
09/05/2002 - 11/18/2004
T. ROWE PRICE INVESTMENT SERVICES, INC. (BALTIMORE MD)
IA
Issued 07/19/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/13/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/2005
Series 7 - General Securities Representative Examination
BC
Issued 09/04/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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