Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neal? Claim Your ProfileNeal Webb is a financial advisor with LPL Financial LLC in Mount Pleasant, SC. Neal has been working in the financial industry since November 2008. Neal is a Registered Representative and has been registered with LPL Financial LLC since May 2014. Neal is also registered with the state of Texas as an Investment Advisor Representative. Prior to joining LPL Financial LLC, Neal worked at First Southeast Investor Services, Inc., Morgan Stanley Smith Barney, and Citigroup Global Markets Inc. Neal is a Series 66, Series 7 and SIE licensed advisor. Neal is a member of the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
SC
05/21/2014 - Present
LPL Financial LLC (MT PLEASANT SC)
SC
04/05/2010 - 05/20/2014
FIRST SOUTHEAST INVESTOR SERVICES, INC. (MT. PLEASANT SC)
SC
06/01/2009 - 04/28/2010
MORGAN STANLEY SMITH BARNEY (CHARLESTON SC)
SC
11/19/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (CHARLESTON SC)
BOTH
Issued 12/09/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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