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Neal Thomas Brandhorst

Charles Schwab & CO., Inc.

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About Neal Thomas Brandhorst

Neal Thomas Brandhorst is a registered representative and investment adviser representative in the state of Texas. Neal Thomas Brandhorst has been in the securities industry since February 16, 2017 and is currently employed by Charles Schwab & CO., Inc.. Neal Thomas Brandhorst has passed the Series 66, Series 63, Series 4, Series 24, SIE and Series 7 exams and is registered in all 50 states. Neal Thomas Brandhorst was previously employed by TD AMERITRADE, INC. from February 17, 2017 to September 1, 2023.

Firm Information

Neal Brandhorst is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Neal Brandhorst’s Registration & Firm History

TX

09/30/2022 - Present

Charles Schwab & CO., Inc. (Westlake TX)

TX

02/17/2017 - 09/01/2023

TD AMERITRADE, INC. (Westlake TX)

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Licenses & Designations

BOTH

Issued 06/13/2017

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/28/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/09/2022

Series 4 - Registered Options Principal Examination

BC

Issued 03/16/2020

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/17/2017

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Neal Thomas Brandhorst.
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