Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neal? Claim Your ProfileNeal Sperry is an investment advisor representative at Wells Fargo Advisors Financial Network, LLC. Neal is a seasoned financial professional with over 38 years of experience in the industry. Neal has a Series 7, 63, and 65 license and has held previous roles at Wells Fargo Clearing Services, LLC, Principal Financial Securities, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Neal is registered with the state of Oklahoma and is active in the investment advisory industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
OK
10/14/2022 - Present
Wells Fargo Advisors Financial Network, LLC (TULSA OK)
OK
03/09/1998 - 10/14/2022
WELLS FARGO CLEARING SERVICES, LLC (TULSA OK)
TX
09/12/1994 - 03/09/1998
PRINCIPAL FINANCIAL SECURITIES,INC. (DALLAS TX)
NY
06/20/1984 - 09/21/1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 11/04/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/05/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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