Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neal? Claim Your ProfileNeal Siena is an investment advisor representative with Ameriprise Financial Services, LLC. Neal has been in the industry since April 16, 2010. Neal has been registered with the Securities and Exchange Commission since October 7, 2014. Ameriprise Financial Services, LLC has offices in Valhalla, NY and Briarcliff Manor, NY. Neal Siena specializes in investment advisory services for individuals, businesses, trusts, estates, insurance companies, charitable organizations, and pension and profit-sharing plans. Neal is also a board member of Siena.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NY
01/05/2022 - Present
Ameriprise Financial Services, LLC (Valhalla NY)
PA
10/07/2014 - 10/13/2020
FEDERATED SECURITIES CORP. (PITTSBURGH PA)
NY
02/13/2013 - 09/05/2014
MBSC SECURITIES CORPORATION (NEW YORK NY)
FL
06/24/2011 - 02/05/2013
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (ST. PETERSBURG FL)
NY
02/22/2010 - 06/07/2011
CHASE INVESTMENT SERVICES CORP. (JACKSON HEIGHTS NY)
IA
Issued 05/06/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/04/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/11/2013
Series 7 - General Securities Representative Examination
BC
Issued 02/19/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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