Unclaimed
Neal Scott Abravanel is a financial advisor with Wells Fargo Clearing Services, LLC, where he has worked since 2016. He is registered to provide investment advice and securities services in several states, including Maryland, Florida, and Texas. Prior to joining Wells Fargo, Neal worked for Prudential Securities Incorporated and Salomon Smith Barney Inc. He is a Certified Financial Planner and has been in the industry since 1984.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
07/01/2003 - Present
Wells Fargo Clearing Services, LLC (BETHESDA MD)
NY
05/19/2000 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
07/31/1993 - 05/31/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
06/13/1985 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
05/03/1984 - 06/17/1985
E. F. HUTTON & COMPANY INC
IA
Issued 10/03/1991
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/19/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/1987
Series 3 - National Commodity Futures Examination
BC
Issued 04/14/1984
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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